United Investment and Trading Company

Results: 42



#Item
1Economy / Finance / Money / Corporate crime / U.S. Securities and Exchange Commission / Securities regulation in the United States / DoddFrank Wall Street Reform and Consumer Protection Act / Public Company Accounting Oversight Board / Securities Act / Insider trading / Registered Investment Adviser / Broker-dealer

Wall Street Lawyer led to some of the strongest, most productive companies in the world. I think it’s no accident that the American approach to capital markets, including SEC oversight, has been emulated by

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Source URL: www.dgslaw.com

Language: English - Date: 2015-04-01 10:48:59
276th United States Congress / Investment Company Act / Stock market / DoddFrank Wall Street Reform and Consumer Protection Act / Financial Industry Regulatory Authority / Insider trading / Public Company Accounting Oversight Board / U.S. Securities and Exchange Commission / Investor Protection and Securities Reform Act

PETER H. SCHWARTZ Partnerfax EXPERTISE Asset Management, Business Formation, Corporate Governance, Mergers & Acquisitions, Private Equity & Venture Capital, and Public

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Source URL: www.dgslaw.com

Language: English - Date: 2016-04-27 18:35:44
3Business / Prospectus / Securities Act / United Kingdom company law / Security / London Stock Exchange / Public limited company / Federal Financial Supervisory Authority / Registration statement / Stock market / Financial economics / Investment

Transforming Resources Eurasian Natural Resources Corporation PLC Admission to the Official List and to trading on the London Stock Exchange

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Source URL: www.enrc.com

Language: English - Date: 2012-08-07 13:19:07
4Financial system / Corruption / Insider trading / Financial markets / Australian Securities Exchange / Short / Security / United Kingdom company law / Regulation S-K / Stock market / Financial economics / Investment

TERRAMIN AUSTRALIA LIMITED SHARE TRADING POLICY 1. PURPOSE AND SCOPE

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Source URL: www.terramin.com.au

Language: English - Date: 2015-04-07 01:11:13
5Economy of India / Financial economics / Investment / Securities regulation in the United States / Listing / Insider trading / Company secretary / Securities Commission of New Zealand / Securities and Exchange Board of India Act / Stock market / Securities and Exchange Board of India / Securities

Reproduced with permission from World Securities Law Report, null, [removed]Copyright 姝 2014 by The Bureau of National Affairs, Inc[removed]http://www.bna.com VOLUME 20, NUMBER 12 >>> DECEMBER[removed]India’

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Source URL: www.nishithdesai.com

Language: English - Date: 2014-12-18 02:09:29
6Economy of Australia / United States Securities and Exchange Commission / Stock market / Financial economics / Investment / Securities Exchange Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / United States securities law / Australian Securities Exchange / Economy of New South Wales

Policy for Trading in Company Securities Introduction 1 The Company recognises and enforces legal and ethical restrictions on trading in its securities by relevant persons within and external to the Company. The terms of

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Source URL: www.marenicaenergy.com.au

Language: English - Date: 2013-09-08 22:31:57
7Business law / Law / Bankruptcy / Court orders / United Kingdom company law / Australian Securities and Investments Commission / Administration / Liquidator / Trading while insolvent / Private law / Business / Insolvency

Australian Securities and Investment Commission GPO BOX 9827 Sydney NSW[removed]

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Source URL: www.alliance.org.au

Language: English - Date: 2013-07-12 00:15:50
8Corruption / Economics / Insider trading / United States securities law / Security / Regulation S-K / U.S. Securities and Exchange Commission / Stock market / Investment / Financial economics

TPG Telecom Limited (the “Company”) Securities Trading Policy 1. Introduction

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Source URL: www.tpg.com.au

Language: English - Date: 2014-09-30 06:16:22
9Business law / Collective investment scheme / Funds / Trading while insolvent / Insolvency / Financial economics / United Kingdom company law / Business

Corporations and Markets Advisory Committee

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Source URL: www.camac.gov.au

Language: English - Date: 2014-11-27 20:04:54
10Financial economics / United Kingdom company law / Toronto Stock Exchange / London Stock Exchange / Alternative Investment Market / NASDAQ OMX Group / Panel on Takeovers and Mergers / Multilateral Trading Facility / Stock exchange / Stock market / Investment / Economy of London

CAREY OLSEN ,,f- -%, INVESTOR IN PÿOPI !

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Source URL: www.thetakeoverpanel.org.uk

Language: English - Date: 2014-09-05 05:30:09
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